Compliance

By relieving advisors of compliance management duties, they have more time to focus on serving clients. Our in-house compliance team includes producing advisors, so they work cooperatively with advisors and oversee trades, annuity orders, email correspondence, new accounts, and advertising/marketing efforts. We also keep up with new and changing compliance regulations and inform our advisors of these when needed. Compliance can be a time-consuming and costly task, so Cornerstone takes on this burden, allowing advisors to focus on growing their businesses.