Tom | Chief Compliance Officer | Cornerstone Wealth Management

Tom Gooden

Chief Compliance Officer

How He Can Help You

Tom joined the Cornerstone Wealth Management team in 2012 as a financial advisor and later joined the compliance team, where he has served as the chief compliance officer (CCO) since 2019. Tom blends over 30 years of industry experience with his understanding of the role of a financial advisor as he oversees the company’s policies and procedures, maintaining the firm’s SEC compliance integrity.

What Makes Him Knowledgeable

Tom graduated from the University of Kansas (Go Jayhawks!) and holds Series 7, 24 & 63 securities registrations through LPL Financial and Series 65 registration through Cornerstone Wealth Management.

Tom is passionate about helping Cornerstone’s financial advisors navigate the ever-changing regulatory environment as they guide their clients toward financial clarity.

Getting to Know Him

Tom is a native St. Louisan and with his wife, Mona, has two daughters, Caroline and Allyson, and a rescue dog named Olive. He is an avid runner and cyclist and raises money for charities through running/cycling events throughout the year.